Financial Services Regulation in Practice by Simon Morris

By Simon Morris

This e-book explains tips to take care of criminal, compliance, and enforcement concerns confronted by means of banks and different monetary associations and their criminal advisers. It specializes in the sensible software of the widely acceptable laws and ideas less than the monetary companies and Markets Act 2000 governing the monetary providers zone because it replaced and built in the course of and after the monetary crisis.

The booklet considers the major alterations made via the monetary prone Act 2012 and the monetary providers (Banking Reform) Act 2013 in addition to coverage advancements led to by means of the swap in regime from the monetary prone Authority to the Prudential rules Authority and monetary behavior Authority. assistance is given at the software and enforcement of the foundations taking all proper assets under consideration together with speeches and bulletins by means of regulatory specialists, coverage records and
pronouncements, perform advancements, proceedings, tribunal judgements, and enforcement proceedings.

Providing genuine perception into the sensible, felony, and coverage matters affecting all facing the post-crisis regulatory setting, this e-book is key for all advising on criminal issues, compliance and enforcement within the monetary sector.

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